Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Werner Casper Furrer | 1439818 | 1 | 05/02/1945 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert Stephen Baron | 500737 | 2 | 10/04/1944 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leslie Wilford Camp | 1331044 | 1 | 04/14/1944 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Collins | 1232791 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Bryan | 1036857 | 4 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Metro Joseph Duda | 1147363 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Lammers | 1398053 | 2 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Bruce Nelson | 2580119 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Gerald Adams | 2186552 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fernando Ferri | 1059965 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |