Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Phillip Freitag | 2220498 | 1 | 04/06/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Rigaud Downey | 3083827 | 1 | 04/05/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lorenzo Stanley Edwards | 1262346 | 1 | 02/01/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Leroy Butcher | 1648384 | 1 | 01/01/1957 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Allan Tesch | 2208095 | 4 | 12/26/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Francis Cohen | 1483883 | 3 | 10/24/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald James Ohalloran | 1056697 | 15 | 09/06/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Mills | 336056 | 1 | 08/08/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Carey Roebuck | 402471 | 6 | 08/01/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Lee Boone | 874459 | 1 | 06/13/1956 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |