Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Allen Frumkes | 215230 | 4 | 07/24/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark H Levy | 1333144 | 2 | 07/19/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| C Thomas Thames | 730926 | 1 | 07/17/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Withrow | 2208763 | 1 | 07/17/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dominick Joseph Diblase | 1391603 | 2 | 07/11/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Crane | 5327582 | 6 | 07/05/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Peter Gulan | 1639068 | 1 | 07/01/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Jay Williams | 4086335 | 2 | 06/30/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ancel Leroy Sapp | 4216108 | 1 | 06/10/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Wayne Dewar | 1277720 | 1 | 06/01/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |