Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alan Martin Berryman | 1149623 | 1 | 06/18/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James Russell Seay | 1051681 | 3 | 06/15/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Charles Strout Davis | 1579338 | 1 | 05/27/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
James C Campbell | 39186 | 1 | 05/02/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
A Carlis Carroll | 2241004 | 2 | 04/19/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Issac Eastman | 1942768 | 2 | 04/06/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William S Perry | 2811535 | 1 | 03/30/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Charles D Waters | 4491445 | 2 | 03/28/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kenneth Eugene Benson | 1965537 | 5 | 03/23/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Leonard Joseph Donatelli | 1148414 | 2 | 03/11/1963 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |