Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Allen Mitchell | 1788079 | 1 | 06/06/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Lee Berry | 2129932 | 6 | 06/02/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chester Alan Young | 2189428 | 1 | 05/01/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Paul Ellis | 200400 | 3 | 04/24/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gloria Rosen | 1002947 | 5 | 04/13/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gloria Rosen | 1002947 | 5 | 04/13/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert George Sakharoff | 1407691 | 1 | 04/09/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edwin Ambrose Day | 2469775 | 1 | 04/08/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gloria Rosen | 1002947 | 5 | 04/05/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Strohm | 1153646 | 1 | 04/01/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |