Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert MacDonald Barker | 12564 | 2 | 01/01/1958 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert MacDonald Barker | 12564 | 2 | 01/01/1958 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Esau Betar | 20593 | 3 | 01/01/1958 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Ludwig Forchheimer | 210996 | 2 | 10/07/1957 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Courtney Greenberg | 228698 | 2 | 04/02/1957 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Roland Warner | 459148 | 2 | 01/01/1957 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Frederick Regotti | 1168717 | 1 | 01/01/1956 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dane Allan Larsen | 1011383 | 1 | 08/07/1908 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Paul Davis | 2235761 | 2 | 07/14/1908 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Donald Miller | 1407934 | 2 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |