Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fred Stein | 434681 | 1 | 12/01/1961 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Morris Gintel | 222251 | 2 | 11/01/1961 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Stanley Miller | 335451 | 1 | 06/23/1961 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Murray Cawthob Gilliam | 221842 | 1 | 03/30/1961 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Godfrey Uhlmann | 451370 | 1 | 03/16/1961 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Frederick Benjamin | 18112 | 1 | 03/16/1961 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Zalman Chaim Bernstein | 20099 | 1 | 11/29/1960 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bobby Lee Arnett | 7442 | 3 | 11/16/1960 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Weiss | 1060647 | 1 | 11/01/1960 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Roman Finnegan | 208011 | 1 | 11/26/1958 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |