Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edward Grady | 226921 | 8 | 03/01/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Stanford Kohlmeyer | 273303 | 2 | 02/28/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Owen Safford | 1056808 | 1 | 02/28/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| F Javier Banos | 11922 | 1 | 02/28/1967 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Felix Roman Park | 356437 | 11 | 09/01/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 08/08/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Eugene Fisher | 208661 | 2 | 05/16/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sidney Maurice Lerner | 1230453 | 1 | 01/01/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Harold Wechter | 461198 | 1 | 11/12/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Leo Durschmidt | 73963 | 1 | 10/11/1965 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |