Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Earl Kunker | 276634 | 3 | 12/31/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Richard Worthington | 1066670 | 1 | 12/27/1968 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Willis Guy Littell | 601072 | 2 | 12/02/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elias Alexander Lazor | 601347 | 1 | 11/25/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Spencer Davis | 62262 | 1 | 11/14/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Bernard Lowlicht | 313571 | 7 | 11/11/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Bernard Lowlicht | 313571 | 7 | 10/18/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Francis Fletcher | 209910 | 3 | 09/01/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Ray Ritner | 400235 | 1 | 06/26/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Elliot Spivak | 432370 | 1 | 04/04/1968 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |