Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert David Brody | 31301 | 1 | 03/05/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Englander | 201289 | 5 | 03/05/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Gould Krass | 275028 | 1 | 02/01/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Sanford Hodes | 247325 | 3 | 02/01/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marvin Robert Swentkofske | 2195456 | 1 | 01/01/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clement Jack Wohlreich | 2196264 | 1 | 01/01/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas George Chaffin | 44046 | 2 | 12/29/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas George Chaffin | 44046 | 2 | 12/29/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Thomas Muff | 342149 | 4 | 12/10/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Nichols | 347698 | 2 | 10/30/1969 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |