Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gordon Gibbs Fry | 215261 | 1 | 06/11/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Lee Greenberg | 228704 | 2 | 05/18/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Roland Wright | 1868627 | 1 | 05/12/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bond Root | 403719 | 2 | 05/04/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Laird | 1194436 | 1 | 04/16/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Murray Froelich | 215038 | 1 | 04/13/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Stagg | 433193 | 9 | 04/13/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George J Linger | 310202 | 5 | 04/13/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hammet Walker Hough | 701531 | 4 | 04/13/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Morton Kantrowitz | 1021206 | 8 | 03/30/1970 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |