Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julian Haley Roberts | 401036 | 1 | 03/02/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Geron | 221279 | 2 | 02/28/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Hoskile Adelson | 1478 | 2 | 02/24/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Denoon Brehaut | 29646 | 1 | 02/19/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Gene Adelman | 1453 | 3 | 02/18/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Edward Griffin | 229954 | 2 | 02/11/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Wittmer Hunter | 253427 | 2 | 02/10/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Malcolm Francis MacDonald | 315755 | 1 | 02/10/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Thomas Muff | 342149 | 4 | 01/31/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ulises Covar | 55461 | 3 | 01/21/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |