Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen David Tischler | 447298 | 1 | 09/23/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Alexander Peterson | 361444 | 2 | 09/17/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willy Andersen | 4762 | 1 | 09/16/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Frederick Coughenour | 55189 | 2 | 08/27/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Benedict | 17942 | 7 | 08/27/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Joseph Albanese | 2267 | 4 | 08/27/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Henry Roulston | 405880 | 1 | 08/17/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Sanford Hodes | 247325 | 3 | 08/03/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard L Fane | 204237 | 3 | 07/30/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest Michael Fuller | 215597 | 3 | 07/30/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |