Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Lee Freeman | 213815 | 2 | 01/18/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Martin Bernhard | 19899 | 1 | 01/14/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Floyd Gilbert Bickel | 21026 | 1 | 01/05/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Frank Darpel | 61093 | 2 | 01/04/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julius Baldassari | 11084 | 1 | 01/04/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Marvin Nee | 345531 | 3 | 01/01/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Gregory Camp | 38986 | 2 | 01/01/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Barton Herold | 2021082 | 1 | 01/01/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Hyman Gomer | 224830 | 2 | 01/01/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Stanford Kohlmeyer | 273303 | 2 | 12/29/1971 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |