Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Campbell Banker | 11818 | 1 | 06/12/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leo Glassman | 222833 | 3 | 06/07/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Sims | 425008 | 1 | 06/06/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Englander | 201289 | 5 | 06/05/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Roosevelt Farr | 204679 | 2 | 06/02/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Alexander Peterson | 361444 | 2 | 05/11/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles John Cooper | 53476 | 1 | 05/05/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Frank Darpel | 61093 | 2 | 05/01/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Birnberg | 21960 | 1 | 04/25/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Cowdery Cohig | 50227 | 4 | 04/21/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |