Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Leo Graffeo | 227014 | 1 | 01/26/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Lamar Watson | 460030 | 4 | 01/23/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Grey | 229712 | 3 | 01/23/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bernard Mitchell Frank | 212725 | 2 | 01/02/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Frederick Rasweiler | 602403 | 5 | 01/01/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Paul Krueger | 275896 | 3 | 01/01/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Raymond Fenning | 206253 | 2 | 01/01/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Gordon MacElhenney | 315849 | 2 | 12/04/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Lee Kiewiet | 269211 | 3 | 12/01/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Grey | 229712 | 3 | 11/28/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |