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FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

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Displaying 56,331-56,340 out of 56,623 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Virginia Bigler21373106/01/1973RegulatoryFinal$0.00$0.00See FINRA Report
Bruce Aldo Molinaroli337774105/23/1973RegulatoryFinal$0.00$0.00See FINRA Report
Joel Lawrence Halpern2346021105/18/1973RegulatoryFinal$0.00$0.00See FINRA Report
Marlan Michael Merhab332240305/18/1973RegulatoryFinal$0.00$0.00See FINRA Report
Lawrence Wolfred Katz265049205/16/1973RegulatoryFinal$0.00$0.00See FINRA Report
Richard Burt Feinberg205662305/15/1973RegulatoryFinal$0.00$0.00See FINRA Report
Timothy Collins51366605/15/1973RegulatoryFinal$0.00$0.00See FINRA Report
Paul Francis Bertaccini20349105/15/1973RegulatoryFinal$0.00$0.00See FINRA Report
Alan Stephen Feinberg205622205/15/1973RegulatoryFinal$0.00$0.00See FINRA Report
Jay Vaughn Grimm230330205/15/1973RegulatoryFinal$0.00$0.00See FINRA Report

56,623 Results

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