Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Alan Moyer | 341861 | 1 | 06/22/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Harvey Blalock | 23046 | 1 | 06/22/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Joe Ruzicka | 408060 | 1 | 06/22/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Thomas Sells | 418608 | 1 | 06/22/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Wright Pirkle | 364015 | 1 | 06/22/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Leigh Wickham | 466149 | 2 | 06/22/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Phelps | 362289 | 1 | 06/22/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James C Bradford Jr | 28198 | 2 | 06/01/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bill Broder | 31173 | 1 | 06/01/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Jenaro Flammer | 209373 | 3 | 06/01/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |