Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Benjamin Licata | 309148 | 2 | 03/05/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| David Graham Baird | 10455 | 2 | 03/05/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Courtney Greenberg | 228698 | 2 | 02/14/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John G Mergner | 332239 | 5 | 02/06/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Roger Schmeidler | 413821 | 1 | 02/05/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bobby Dean Anderson | 4819 | 4 | 02/05/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Gealey Manor | 1036576 | 1 | 02/01/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Stanton Howard Dorsett | 70660 | 2 | 01/14/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Frederick Rasweiler | 602403 | 5 | 01/11/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Theodore Birr | 21976 | 2 | 01/11/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |