Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard William Leeb | 305546 | 2 | 05/01/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 04/30/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Joseph Albanese | 2267 | 4 | 04/30/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Berry Smith | 428859 | 7 | 04/19/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Allen Mark Perres | 1358479 | 2 | 04/16/1974 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| John Harold Krehbiel | 275298 | 1 | 04/04/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Thomas Muff | 342149 | 4 | 04/03/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis Higgins | 245384 | 2 | 03/27/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Allen Spehar | 431695 | 1 | 03/18/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Benjamin Licata | 309148 | 2 | 03/05/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |