Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Clark Barrett | 13393 | 2 | 07/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Marlow | 600767 | 9 | 06/28/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Baxter | 15284 | 1 | 06/28/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lorris Harris | 1653618 | 1 | 06/28/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irv J Fischer | 208319 | 3 | 06/28/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Richard Sohaski | 430128 | 1 | 06/27/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Siebe Rawls Fortenberry | 211533 | 1 | 06/26/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Martin Knobler | 272504 | 1 | 06/20/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Lee Holt | 249240 | 1 | 06/19/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ulises Covar | 55461 | 3 | 06/14/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |