Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leo Glassman | 222833 | 3 | 08/19/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Bruce MacCallum | 315640 | 1 | 08/18/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Stuart Black | 22507 | 3 | 08/16/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Burton Jay Meyer | 1418429 | 1 | 08/08/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Wendell Swenson | 4343611 | 2 | 08/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Bartlett Kemp III | 267451 | 1 | 07/30/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Kilborn Fraser | 213228 | 2 | 07/12/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Vedros | 453952 | 10 | 07/10/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip George Dybdahl | 74360 | 1 | 07/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold Clark Barrett | 13393 | 2 | 07/01/1974 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |