Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Louis Learned | 304662 | 3 | 04/10/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Helen Josephine Greco | 228289 | 1 | 04/10/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Thornfield Oberlin | 350232 | 3 | 04/08/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Armand Landry | 1854743 | 1 | 04/01/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Ross | 405238 | 1 | 03/31/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Rufus Shealy | 700390 | 3 | 03/28/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James A Billington | 21519 | 1 | 03/28/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ray S Greenberg | 228805 | 2 | 03/07/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Ross Alexander | 2719 | 1 | 03/07/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Leo Bechtold | 16108 | 1 | 03/07/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |