Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul David Kaplan | 264146 | 1 | 05/21/1975 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Grady | 1048715 | 2 | 05/21/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Bash | 14281 | 1 | 05/20/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Seymour Samuel Feder | 205401 | 1 | 05/16/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ernest Michael Fuller | 215597 | 3 | 05/16/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Burnside | 701329 | 3 | 05/14/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Laurence Spector | 2019135 | 3 | 05/01/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irv J Fischer | 208319 | 3 | 04/17/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Raymond Russo | 407837 | 1 | 04/15/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Luigi Leparulo | 307018 | 4 | 04/10/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |