Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Lutz | 314834 | 1 | 07/25/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Adler | 1592 | 3 | 07/24/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Jeremiah Schopen | 414948 | 4 | 07/17/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sidney Myers | 344242 | 1 | 07/09/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Willie Buford Rives | 1170361 | 2 | 07/03/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David August Golnik | 224771 | 3 | 06/30/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Wilson Kelsey | 267334 | 3 | 06/26/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Filerman | 207494 | 1 | 06/24/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Schatz | 412683 | 4 | 06/20/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Lee Dahne | 2175647 | 2 | 06/18/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |