Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Ralph Elerding | 1005668 | 1 | 01/01/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fred Berens | 18877 | 7 | 12/31/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Hirschfeld | 246785 | 1 | 12/29/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leo Glassman | 222833 | 3 | 12/23/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Wesley Williams | 501598 | 1 | 12/21/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold N Peremel | 360115 | 3 | 12/16/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Morgan Tonge | 600137 | 4 | 12/10/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Denny Sargent | 410993 | 1 | 12/01/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Martin Fishbein | 208493 | 3 | 11/28/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Neff Bagley | 10032 | 2 | 11/19/1975 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |