Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Raymond Cate | 43289 | 1 | 07/12/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven William Riger | 808896 | 2 | 06/30/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald William Epifano | 201614 | 2 | 06/30/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Hubert Senn | 418822 | 1 | 06/29/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Geron | 221279 | 2 | 06/25/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Thornton Barr | 13257 | 2 | 06/25/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Epstein | 201696 | 18 | 06/25/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Melville Blair | 22803 | 6 | 06/25/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cabell Brooking Birdsong | 21850 | 6 | 06/03/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Donato | 69946 | 1 | 06/02/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |