Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Scott Fuller | 215633 | 2 | 01/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cabell Brooking Birdsong | 21850 | 6 | 12/30/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Eugene Hanson | 236499 | 3 | 12/30/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lloyd William Tate | 442837 | 3 | 12/28/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tommy Forrester | 211396 | 1 | 12/28/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Decanio | 63535 | 11 | 12/27/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheldon Joel Wilshinsky | 468818 | 3 | 12/22/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marlan Michael Merhab | 332240 | 3 | 12/17/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Powell | 366790 | 1 | 12/17/1976 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Decanio | 63535 | 11 | 12/14/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |