Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Abraham Naparst | 344859 | 3 | 01/12/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Andrew Prindiville | 1227613 | 1 | 01/03/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Frederick Behnke | 16949 | 2 | 01/03/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Lamar Watson | 460030 | 4 | 01/01/1977 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Bennett Lovercheck | 828651 | 2 | 01/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Robert Hardcastle | 1676995 | 3 | 01/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Arnold Levine | 1204536 | 1 | 01/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Daniel Kushnir | 1324068 | 8 | 01/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Robert Giuliani | 1463972 | 2 | 01/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Elmer Fenske | 206264 | 1 | 01/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |