Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Edward Helms | 242422 | 1 | 04/18/1977 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Emanuel Edward Marmer | 320363 | 2 | 04/07/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jess Warren Grundy | 231369 | 1 | 04/07/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Zvonimi Skrabonja | 425968 | 3 | 03/31/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Epstein | 201696 | 18 | 03/31/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Reed Laughlin | 303560 | 4 | 03/29/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Lawrence Woods | 472374 | 1 | 03/21/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffry Howard King | 1570133 | 5 | 03/17/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Ray Overcash | 354430 | 3 | 03/14/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frederick Joseph Bellamah | 17553 | 5 | 03/14/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |