Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Thomas Arsenio | 7817 | 1 | 07/27/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Michael West | 500181 | 3 | 07/20/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven J Zier | 476523 | 2 | 07/20/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melvyn Stanley Glass | 222774 | 5 | 07/20/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Klatoff Weinstein | 462058 | 1 | 07/19/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles MacDonald Miller | 334526 | 4 | 07/19/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Ludford Fenlon | 206207 | 3 | 07/13/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Walter Green | 228537 | 1 | 07/12/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Gasman | 218552 | 2 | 07/01/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Raymond Foraker | 701437 | 1 | 06/30/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |