Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melvyn Stanley Glass | 222774 | 5 | 01/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Lee Zentz | 476312 | 1 | 12/29/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Fuller | 215633 | 2 | 12/27/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Dean Bush | 36885 | 4 | 12/22/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marilyn Meiselman Benjamin | 1058046 | 1 | 12/19/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Kenneth Gage | 216360 | 1 | 12/19/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Martin Klausman | 271217 | 11 | 11/30/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Vedros | 453952 | 10 | 11/28/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Burnside | 701329 | 3 | 11/21/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Morris Harley Fair | 203876 | 8 | 11/21/1977 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |