Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryant Forrest Thompson | 1127521 | 8 | 04/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Rocco Fresoli | 214149 | 1 | 03/29/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Alan Mayer | 323928 | 2 | 03/24/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Irwin Schreck | 700304 | 1 | 03/24/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chester Michael Arnold | 7495 | 1 | 03/24/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Calder Barry | 13710 | 1 | 03/24/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Myer Louis Jacobs | 256477 | 1 | 03/21/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Carey Hill | 245954 | 2 | 03/21/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Eugene Flesch | 209818 | 2 | 03/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marshall Hardy Johnson | 259893 | 2 | 02/28/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |