Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Davis Moise | 337679 | 7 | 05/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Lechman | 1045237 | 5 | 05/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Mark Hanna | 2716670 | 1 | 04/28/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ruthe Pessin Gomez | 224857 | 3 | 04/21/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Delos Roberts | 401046 | 1 | 04/21/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Doyle Lavern Holmes | 1556260 | 6 | 04/18/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Clayton Holmes | 1259153 | 2 | 04/18/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Sanford McHam | 328246 | 3 | 04/13/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Jeffrey Maiden | 1226161 | 2 | 04/13/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryant Forrest Thompson | 1127521 | 8 | 04/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |