Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kay Hugh Baird | 10486 | 3 | 06/05/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harvey Marshall Salkin | 1300602 | 1 | 06/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George William Walters | 1539130 | 1 | 06/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Morgan Cardinet | 40337 | 2 | 05/31/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sam Eugene Sells | 418619 | 1 | 05/31/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremiah Lee Oconnor | 1517605 | 2 | 05/30/1978 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Arden Burke | 35735 | 2 | 05/22/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Everett Hamilton Moffat | 1292485 | 7 | 05/17/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Melville Blair | 22803 | 6 | 05/12/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Felice Geswaldo | 221502 | 8 | 05/11/1978 | Civil | Final | $0.00 | $0.00 | See FINRA Report |