Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Louis Fash | 204962 | 1 | 07/20/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Daniels | 60736 | 7 | 07/19/1978 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Giebelhaus | 861909 | 1 | 06/28/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Louis Johnson | 260172 | 3 | 06/23/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Alexander Beckers | 16464 | 1 | 06/23/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Lamar Watson | 460030 | 4 | 06/22/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Nolen Smith | 428578 | 3 | 06/21/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Augustine Conway | 52871 | 1 | 06/21/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Hardie Jones | 261337 | 1 | 06/20/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emile Alexander Bizot | 22340 | 3 | 06/15/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |