Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Gene Michealson | 1040510 | 2 | 08/22/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Richard Kennedy | 1268230 | 8 | 08/16/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Frederick Borst | 26381 | 5 | 08/14/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Gary Brown | 1057146 | 1 | 08/09/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Leo Stanley | 433640 | 3 | 08/08/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Vincent Stevens | 2252113 | 2 | 08/08/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William R Berkowitz | 19518 | 4 | 08/04/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Bruce Gelband | 219453 | 1 | 07/31/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Edgar Gorely | 225973 | 4 | 07/28/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lucas Simons | 424717 | 1 | 07/27/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |