Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Bruno | 1180960 | 9 | 10/04/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Clyde Bishop | 22050 | 6 | 10/03/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Clyde Bishop | 22050 | 6 | 10/03/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Jonathon Wilde | 466817 | 1 | 10/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Dodson | 69267 | 1 | 09/15/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alexander Anderson | 5471 | 2 | 09/15/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Flanagan | 209412 | 1 | 09/15/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph John Weinrich | 461987 | 23 | 09/14/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Bruce Flinkingshelt | 1596909 | 1 | 09/13/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William George Brennan | 728004 | 1 | 09/07/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |