Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Fried | 214363 | 2 | 11/10/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Van David Greenfield | 229111 | 2 | 11/08/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Jude Dollwet | 69661 | 2 | 11/07/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Albert Fried | 214363 | 2 | 11/06/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheldon Bruce Cohen | 1224795 | 1 | 11/01/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sidney Irving Shupack | 423043 | 6 | 10/26/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel T Arnold | 7620 | 1 | 10/25/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Allan Fagerburg | 203731 | 1 | 10/24/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Gerard Fredericks | 213455 | 2 | 10/16/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Ernest Giles | 220561 | 1 | 10/13/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |