Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lee Clark | 1499543 | 1 | 01/01/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Albert Allen | 1645732 | 4 | 01/01/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Bruce Church | 46689 | 2 | 12/29/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard MacPherson Gregory | 229516 | 1 | 12/29/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Lee Valentine | 452245 | 1 | 12/28/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Avery Smith | 427887 | 1 | 12/28/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry Ludford Fenlon | 206207 | 3 | 12/28/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Cramer Birely | 21866 | 1 | 12/28/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emil A Akar | 1239404 | 4 | 12/19/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Carlton Smith | 428633 | 1 | 12/18/1978 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |