Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Asa Wesley Graves | 227783 | 1 | 01/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Lefkowitz | 305757 | 2 | 01/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Lefkowitz | 305757 | 2 | 01/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Biernat | 817429 | 1 | 01/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Leland Lowery | 812701 | 1 | 01/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Delbert Fearnow | 205317 | 2 | 01/30/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Geissler | 1231100 | 2 | 01/26/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Peter Doumani | 71063 | 3 | 01/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Felice Geswaldo | 221502 | 8 | 01/22/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sidney Irving Shupack | 423043 | 6 | 01/08/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |