Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold William Gorden | 225608 | 5 | 07/13/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vernon Jacob Giss | 222445 | 4 | 07/09/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Ellis Vandonge | 1717399 | 2 | 07/01/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Lewis Hoyle | 850894 | 2 | 06/27/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Lewis Hoyle | 850894 | 2 | 06/27/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Felice Geswaldo | 221502 | 8 | 06/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Ralph Betts | 20678 | 3 | 06/08/1979 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Nolen Smith | 428578 | 3 | 06/05/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald William Nicholson | 1024239 | 3 | 06/01/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Keith MacPherson | 316435 | 2 | 05/29/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |