Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fate Kellum Spurlock | 1261522 | 2 | 08/09/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Sanford McHam | 328246 | 3 | 08/06/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 08/04/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Scott Norman | 820550 | 14 | 08/04/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Billy Morgan Hamlett | 235107 | 1 | 07/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Abraham Naparst | 344859 | 3 | 07/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Herbert John Gee | 219221 | 11 | 07/23/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Sidney Pearlstein | 358849 | 2 | 07/20/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leighton Huske | 253893 | 1 | 07/18/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry Haskel Friend | 214793 | 2 | 07/16/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |