Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Gibson Crossman | 57736 | 3 | 09/28/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Vanyo | 453487 | 4 | 09/25/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alvin Dern | 65894 | 3 | 09/25/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| June Willis Risley | 808080 | 1 | 09/18/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Henry Bauer | 1008028 | 2 | 09/17/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Lee Voorhees | 856280 | 1 | 09/13/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel J Engard | 201095 | 1 | 09/11/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Groth | 231092 | 3 | 09/07/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Alan Daniels | 60736 | 7 | 09/06/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Austin Wilkins | 467173 | 1 | 09/06/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |