Potomac Analytics' Logo

FINRA Broker Disclosures

Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 55,691-55,700 out of 56,623 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Robert Misiuda1063334601/01/1980RegulatoryFinal$0.00$0.00See FINRA Report
Irvin Robert Kessler1479159901/01/1980RegulatoryFinal$0.00$0.00See FINRA Report
Anthony Francis Palermino1692551101/01/1980RegulatoryFinal$0.00$0.00See FINRA Report
Frederick Charles Meyer333052112/21/1979RegulatoryFinal$0.00$0.00See FINRA Report
Jackson Webb Cate43290112/21/1979RegulatoryFinal$0.00$0.00See FINRA Report
John Patrick Gable216149112/21/1979RegulatoryFinal$0.00$0.00See FINRA Report
Edward John Boyson501684312/17/1979RegulatoryFinal$0.00$0.00See FINRA Report
Donald W Dormeier70557312/07/1979RegulatoryFinal$0.00$0.00See FINRA Report
Gerald John Zulli477346112/01/1979RegulatoryFinal$0.00$0.00See FINRA Report
Robert White Parsons357271112/01/1979RegulatoryFinal$0.00$0.00See FINRA Report

56,623 Results

Display: