Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Ray Patterson | 1988728 | 2 | 01/26/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Amy Shockley | 846740 | 3 | 01/22/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Stephen Krupp | 1071875 | 1 | 01/22/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George David Krupp | 1071876 | 1 | 01/22/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Mezmar | 333437 | 1 | 01/18/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Thomas Joseph | 818850 | 4 | 01/18/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Warren Kirk Hayes | 240599 | 4 | 01/17/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Archester L Neil | 1331150 | 2 | 01/10/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Trenary Addis | 1406 | 1 | 01/07/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Luigi Leparulo | 307018 | 4 | 01/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |