Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Andrew Jackson | 841596 | 1 | 01/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Burton Smith | 2483733 | 8 | 01/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tracy Lynn Morton | 4880691 | 1 | 01/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Reynolds | 5976029 | 2 | 01/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Erick D Robinson | 6351657 | 2 | 01/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathan Wilks | 7291086 | 4 | 01/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Jon Galy | 1915564 | 6 | 12/31/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Barry Michael Garlitz | 844796 | 1 | 12/31/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Moy Wing | 3074959 | 2 | 12/30/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Armin Arthur Hinkelman | 1583833 | 1 | 12/30/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |