Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Alex Nelson | 1318982 | 2 | 08/01/1966 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allen John Hegener | 1136011 | 3 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Emerson Dear | 1197082 | 1 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cheryl Ann Ciccarello | 872002 | 2 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frederick William Scholz | 1048574 | 1 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie W Keely | 847957 | 1 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Emmanuel D Agorastos | 1823 | 6 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Bruce Zwiebel | 477445 | 5 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Donald Wood | 471907 | 2 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arnold Hinsdale Kraus | 275067 | 3 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |