Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Herbert Armin Reznikoff | 1066895 | 9 | 02/04/1976 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Edwin Melton | 1300817 | 1 | 01/01/1976 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stanley Warren Grossman | 231039 | 5 | 10/13/1975 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Robert Hedrick | 1061047 | 3 | 09/01/1975 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Francis Ryder | 408411 | 3 | 05/15/1975 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Ray Nicholas | 1324418 | 3 | 04/29/1975 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Charles Bolte | 25324 | 3 | 02/21/1975 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Scott Glinert | 1092080 | 1 | 02/15/1975 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Patrick Butler | 701356 | 2 | 10/31/1974 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Leland Stauf | 3080701 | 2 | 07/07/1974 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |