Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emmanuel D Agorastos | 1823 | 6 | 11/22/1978 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Baruch Sinai Peretz | 360129 | 3 | 07/15/1978 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas McLellan Davis | 1874689 | 1 | 04/01/1978 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Sanford McHam | 328246 | 3 | 03/23/1978 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Noel Kezsbom | 268896 | 1 | 08/01/1977 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Walter Morgan Cardinet | 40337 | 2 | 07/01/1977 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Reed Laughlin | 303560 | 4 | 03/29/1977 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Robert Stephens | 1576638 | 1 | 01/01/1977 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Herbert John Gee | 219221 | 11 | 01/01/1977 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Reed Laughlin | 303560 | 4 | 09/01/1976 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |